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Directory results (7)
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Compliance Consultancy
I am a former Chief Compliance Officer and CPA with 31 years experience in the securities industry and extensive experience in broker/dealer regulatory compliance as well as experience in the investment advisory and futures fields. Additionally, I am a former Senior Compliance Examiner with the National...
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CAPMEX - The Capital Market Experts
Risk/Strategy Consultancy
CAPMEX is an independent Austria based consultancy specializing in financial sector development services, products and solutions. We also have corporate finance and SME practices, and provide training services. Previously acting as the Consulting Division of the Wiener Börse AG (Vienna Stock Exchange),...
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Risk/Strategy Consultancy
Capstrat’s Vision encompasses enabling global banking and financial services organizations in meeting and managing core business challenges and issues in a post sub-prime world through innovative functional, process and technology solutions. Capstrat delivers this through an end-to-end partnership...
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Compliance Consultancy
Dynasec Ltd. is a leading provider of Governance, Risk Management and Compliance (GRC) solutions. Our flagship product, easy2comply is the perfect answer for businesses of all sizes seeking to simplify their compliance and risk management processes. easy2comply can be deployed either on-demand (SaaS)...
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Compliance Consultancy
Mpac Consultancy LLP, a specialist consultancy practice that advises on financial services compliance and regulation, was founded in July 2003. Mpac’s clients range from companies, hedge funds and banks seeking initial authorisation and compliance support as they grow, to multinationals and investment...
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Compliance Consultancy
PMHK Partners is an advisory firm working with clients in the financial services sector, helping their businesses grows in a cost and time efficient manner. These skills are especially relevant to: * Local or inbound trading companies that need infrastructure and access to global exchanges ...
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Risk/Strategy Consultancy
Activities & services SustainAsia is a leading corporate and investment advisory firm specialized in sustainability and clean technologies in Asia Pacific. SustainAsia provides consultancy and advisory services to investors, industry leaders and high performance businesses seeking to enhance their...
